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Auditing FAQ

Frequently Asked Questions


When applicable, the following information relates to all real estate brokers, cemetery brokers and membership camping brokers regardless of the broker’s licensure as a designated broker or self-employed broker.


If you have any questions on the Department’s audit process, please consult the ‘Frequently Asked Questions’ document by clicking here. Here you will find information on topics such as:

  • BROKER AUDIT DECLARATION FORM
  • BROKER SUPERVISION
  • PAYMENT OF COMPENSATION TO LICENSED AND UNLICENSED EMPLOYEES
  • OUT-OF-STATE BROKERS – COMPENSATION AND COOPERATION
  • PLACE OF BUSINESS AND SIGNAGE
  • BROKER RECORDS
  • ESCROW ACCOUNTS / BROKER TRUST ACCOUNTS
  • REAL ESTATE EMPLOYMENT AGREEMENTS
  • PROPERTY MANAGEMENT

You may also send a message to the auditing staff through the message center by clicking here.